2.57 0.00 (0.00%)
243.7K XNAS Volume
XNAS 27 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Charles M. Royce | Director | 14 Jun 2023 | 497,208 | 0 | - | - | Transferable Subscription Rights (right to buy) | ||
| Charles M. Royce | Director | 14 Jun 2023 | 98,071 | 392,285 (0%) | 0% | 2.7 | 260,869 | Common Stock, par value $0.01 per share | |
| Charles M. Royce | Director | 14 Jun 2023 | 497,208 | 1,727,510 (3%) | 1% | 2.7 | 1,322,573 | Common Stock, par value $0.01 per share | |
| Charles M. Royce | Director | 14 Jun 2023 | 98,071 | 0 | - | - | Transferable Subscription Rights (right to buy) | ||
| Jonathan H. Cohen | Director, Chief Executive Officer | 14 Jun 2023 | 568,122 | 2,272,489 (4%) | 1% | 2.7 | 1,511,205 | Common Stock, par value $0.01 per share | |
| Jonathan H. Cohen | Director, Chief Executive Officer | 14 Jun 2023 | 568,122 | 0 | - | - | Transferable Subscription Rights (right to buy) | ||
| Saul B. Rosenthal | President and COO | 14 Jun 2023 | 514,194 | 2,056,776 (4%) | 1% | 2.7 | 1,367,756 | Common Stock, par value $0.01 per share | |
| Saul B. Rosenthal | President and COO | 14 Jun 2023 | 514,194 | 0 | - | - | Transferable Subscription Rights (right to buy) | ||
| Steven P. Novak | Director | 14 Jun 2023 | 5,803 | 0 | - | - | Transferable Subscription Rights (right to buy) | ||
| Steven P. Novak | Director | 14 Jun 2023 | 2,591 | 20,000 (0%) | 0% | 2.7 | 6,892 | Common Stock, par value $0.01 per share | |
| Bruce L. Rubin | CFO, CS and Treasurer | 14 Jun 2023 | 2,737 | 10,949 (0%) | 0% | 2.7 | 7,280 | Common Stock, par value $0.01 per share | |
| Bruce L. Rubin | CFO, CS and Treasurer | 14 Jun 2023 | 2,737 | 0 | - | - | Transferable Subscription Rights (right to buy) | ||
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.03 per share. | 27 May 2022 | 1,773 | 1,704,368 (3%) | 0% | 4.0 | 7,143 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.03 per share. | 27 May 2022 | 1,773 | 1,542,582 (3%) | 0% | 4.0 | 7,143 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 24 May 2022 | 832 | 1,702,595 (3%) | 0% | 4 | 3,328 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 24 May 2022 | 4,206 | 1,701,763 (3%) | 0% | 4.0 | 16,786 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 24 May 2022 | 832 | 1,540,809 (3%) | 0% | 4 | 3,328 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 24 May 2022 | 4,206 | 1,539,977 (3%) | 0% | 4.0 | 16,786 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 20 May 2022 | 749 | 1,697,557 (3%) | 0% | 4.0 | 2,995 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 20 May 2022 | 4,374 | 1,696,808 (3%) | 0% | 4.0 | 17,465 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 20 May 2022 | 4,374 | 1,535,022 (3%) | 0% | 4.0 | 17,465 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 20 May 2022 | 749 | 1,535,771 (3%) | 0% | 4.0 | 2,995 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.08 per share. | 18 May 2022 | 10,027 | 1,692,434 (3%) | 0% | 4.1 | 40,960 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.08 per share. | 18 May 2022 | 10,027 | 1,530,648 (3%) | 0% | 4.1 | 40,960 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.08 per share. | 16 May 2022 | 4,401 | 1,682,407 (3%) | 0% | 4.1 | 17,943 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.03 per share. | 16 May 2022 | 13,801 | 1,678,006 (3%) | 0% | 4.0 | 55,590 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.03 per share. | 16 May 2022 | 13,801 | 1,516,220 (3%) | 0% | 4.0 | 55,590 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.08 per share. | 16 May 2022 | 4,401 | 1,520,621 (3%) | 0% | 4.1 | 17,943 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 12 May 2022 | 9,282 | 1,664,205 (3%) | 0% | 4.0 | 36,915 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.89 per share. | 12 May 2022 | 27,292 | 1,654,923 (3%) | 0% | 3.9 | 106,248 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.89 per share. | 12 May 2022 | 27,292 | 1,493,137 (3%) | 0% | 3.9 | 106,248 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 12 May 2022 | 9,282 | 1,502,419 (3%) | 0% | 4.0 | 36,915 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 10 May 2022 | 4,256 | 1,627,631 (3%) | 0% | 4.0 | 16,947 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 10 May 2022 | 9,119 | 1,623,375 (3%) | 0% | 4.0 | 36,467 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 10 May 2022 | 9,119 | 1,461,589 (2%) | 0% | 4.0 | 36,467 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 10 May 2022 | 4,256 | 1,465,845 (2%) | 0% | 4.0 | 16,947 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 06 May 2022 | 12,707 | 1,597,009 (3%) | 0% | 4.1 | 51,934 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 06 May 2022 | 17,247 | 1,614,256 (3%) | 0% | 4.0 | 68,574 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 06 May 2022 | 17,247 | 1,452,470 (2%) | 0% | 4.0 | 68,574 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 06 May 2022 | 12,707 | 1,435,223 (2%) | 0% | 4.1 | 51,934 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 04 May 2022 | 2,749 | 1,584,302 (3%) | 0% | 4.1 | 11,254 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.08 per share. | 04 May 2022 | 13,446 | 1,581,553 (3%) | 0% | 4.1 | 54,819 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.08 per share. | 04 May 2022 | 13,446 | 1,419,767 (2%) | 0% | 4.1 | 54,819 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 04 May 2022 | 2,749 | 1,422,516 (2%) | 0% | 4.1 | 11,254 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.05 per share. | 02 May 2022 | 12,835 | 1,568,107 (3%) | 0% | 4.0 | 51,930 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 02 May 2022 | 21,635 | 1,555,272 (3%) | 0% | 4 | 86,540 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 02 May 2022 | 21,635 | 1,393,486 (2%) | 0% | 4 | 86,540 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.05 per share. | 02 May 2022 | 12,835 | 1,406,321 (2%) | 0% | 4.0 | 51,930 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.10 per share. | 23 Mar 2022 | 4,767 | 1,533,637 (3%) | 0% | 4.1 | 19,532 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 23 Mar 2022 | 8,653 | 1,528,870 (3%) | 0% | 4.1 | 35,388 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 23 Mar 2022 | 8,653 | 1,367,084 (2%) | 0% | 4.1 | 35,388 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.10 per share. | 23 Mar 2022 | 4,767 | 1,371,851 (2%) | 0% | 4.1 | 19,532 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.10 per share. | 18 Mar 2022 | 1,643 | 1,520,217 (3%) | 0% | 4.1 | 6,731 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.10 per share. | 18 Mar 2022 | 100 | 1,518,574 (3%) | 0% | 4.1 | 410 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.05 per share. | 18 Mar 2022 | 9,624 | 1,518,474 (3%) | 0% | 4.1 | 39,015 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.10 per share. | 18 Mar 2022 | 100 | 1,356,788 (2%) | 0% | 4.1 | 410 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.10 per share. | 18 Mar 2022 | 1,643 | 1,358,431 (2%) | 0% | 4.1 | 6,731 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.05 per share. | 18 Mar 2022 | 9,624 | 1,356,688 (2%) | 0% | 4.1 | 39,015 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.01 per share. | 16 Mar 2022 | 2,606 | 1,508,851 (3%) | 0% | 4.0 | 10,451 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 16 Mar 2022 | 9,727 | 1,506,245 (3%) | 0% | 4.0 | 38,775 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.01 per share. | 16 Mar 2022 | 2,606 | 1,347,065 (2%) | 0% | 4.0 | 10,451 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 16 Mar 2022 | 9,727 | 1,344,459 (2%) | 0% | 4.0 | 38,775 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.96 per share. | 11 Mar 2022 | 6,750 | 1,496,518 (3%) | 0% | 4.0 | 26,759 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.96 per share. | 11 Mar 2022 | 6,600 | 1,489,768 (3%) | 0% | 4.0 | 26,167 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.96 per share. | 11 Mar 2022 | 6,600 | 1,327,982 (2%) | 0% | 4.0 | 26,167 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.96 per share. | 11 Mar 2022 | 6,750 | 1,334,732 (2%) | 0% | 4.0 | 26,759 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.93 per share. | 09 Mar 2022 | 9,125 | 1,483,168 (3%) | 0% | 3.9 | 35,844 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 09 Mar 2022 | 5,744 | 1,474,043 (3%) | 0% | 4.0 | 22,915 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 09 Mar 2022 | 5,744 | 1,312,257 (2%) | 0% | 4.0 | 22,915 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.93 per share. | 09 Mar 2022 | 9,125 | 1,321,382 (2%) | 0% | 3.9 | 35,844 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.87 per share. | 21 Dec 2021 | 10,337 | 1,460,464 (2%) | 0% | 3.9 | 39,999 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.97 per share. | 21 Dec 2021 | 7,835 | 1,468,299 (2%) | 0% | 4.0 | 31,117 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.97 per share. | 21 Dec 2021 | 7,835 | 1,306,515 (2%) | 0% | 4.0 | 31,117 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.87 per share. | 21 Dec 2021 | 10,337 | 1,298,680 (2%) | 0% | 3.9 | 39,999 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.92 per share. | 17 Dec 2021 | 5,316 | 1,437,448 (2%) | 0% | 3.9 | 20,840 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.82 per share. | 17 Dec 2021 | 12,679 | 1,450,127 (2%) | 0% | 3.8 | 48,472 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.92 per share. | 17 Dec 2021 | 5,316 | 1,275,664 (2%) | 0% | 3.9 | 20,840 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.82 per share. | 17 Dec 2021 | 12,679 | 1,288,343 (2%) | 0% | 3.8 | 48,472 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 22 Sep 2021 | 12,500 | 1,432,132 (2%) | 0% | 4.1 | 51,096 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.08 per share. | 22 Sep 2021 | 700 | 1,419,632 (2%) | 0% | 4.1 | 2,856 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 22 Sep 2021 | 12,500 | 1,270,348 (2%) | 0% | 4.1 | 51,096 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.08 per share. | 22 Sep 2021 | 700 | 1,257,848 (2%) | 0% | 4.1 | 2,856 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.03 per share. | 20 Sep 2021 | 1,115 | 1,414,981 (2%) | 0% | 4.0 | 4,490 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.07 per share. | 20 Sep 2021 | 3,951 | 1,418,932 (2%) | 0% | 4.1 | 16,076 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.07 per share. | 20 Sep 2021 | 3,951 | 1,257,148 (2%) | 0% | 4.1 | 16,076 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.03 per share. | 20 Sep 2021 | 1,115 | 1,253,197 (2%) | 0% | 4.0 | 4,490 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.20 per share. | 19 Aug 2021 | 1,650 | 1,413,866 (2%) | 0% | 4.2 | 6,929 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.20 per share. | 19 Aug 2021 | 1,650 | 1,252,082 (2%) | 0% | 4.2 | 6,929 | Common Stock |
| Steven P. Novak | Director | Purchase of securities on an exchange or from another person at price $ 4.88 per share. | 18 May 2021 | 10,000 | 27,409 (0%) | 0% | 4.9 | 48,800 | Common Stock |
| George Stelljes | None | Purchase of securities on an exchange or from another person at price $ 2.16 per share. | 17 Mar 2020 | 1,500 | 34,000 (0%) | 0% | 2.2 | 3,235 | Common Stock |
| George Stelljes | None | Purchase of securities on an exchange or from another person at price $ 2.81 per share. | 17 Mar 2020 | 500 | 22,500 (0%) | 0% | 2.8 | 1,403 | Common Stock |
| George Stelljes | None | Purchase of securities on an exchange or from another person at price $ 2.78 per share. | 17 Mar 2020 | 2,800 | 25,300 (0%) | 0% | 2.8 | 7,798 | Common Stock |
| George Stelljes | None | Purchase of securities on an exchange or from another person at price $ 2.79 per share. | 17 Mar 2020 | 1,000 | 26,300 (0%) | 0% | 2.8 | 2,786 | Common Stock |
| George Stelljes | None | Purchase of securities on an exchange or from another person at price $ 2.79 per share. | 17 Mar 2020 | 4,800 | 31,100 (0%) | 0% | 2.8 | 13,380 | Common Stock |
| George Stelljes | None | Purchase of securities on an exchange or from another person at price $ 2.79 per share. | 17 Mar 2020 | 1,400 | 32,500 (0%) | 0% | 2.8 | 3,906 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 2.66 per share. | 13 Mar 2020 | 7,662 | 1,412,068 (2%) | 0% | 2.7 | 20,352 | Common stock, $0.01 par value |
| Richard W. Neu | None | Purchase of securities on an exchange or from another person at price $ 2.65 per share. | 13 Mar 2020 | 7,012 | 57,012 (0%) | 0% | 2.7 | 18,582 | Common Stock |
| Richard W. Neu | None | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 13 Mar 2020 | 12,988 | 70,000 (0%) | 0% | 2.7 | 35,066 | Common Stock |
| Steven P. Novak | None | Sale of securities on an exchange or to another person at price $ 4.03 per share. | 11 Mar 2020 | 13,130 | 17,409 (0%) | 0% | 4.0 | 52,914 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.28 per share. | 02 Dec 2019 | 10,400 | 1,225,088 (2%) | 0% | 5.3 | 54,913 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.26 per share. | 02 Dec 2019 | 21,645 | 1,246,733 (2%) | 0% | 5.3 | 113,937 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.30 per share. | 02 Dec 2019 | 3,699 | 1,250,432 (2%) | 0% | 5.3 | 19,587 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.23 per share. | 27 Nov 2019 | 7,797 | 1,214,688 (2%) | 0% | 5.2 | 40,798 | Common Stock |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.17 per share. | 27 Nov 2019 | 5,200 | 1,206,891 (2%) | 0% | 5.2 | 26,892 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.14 per share. | 16 Apr 2018 | 1,203 | 1,404,972 (2%) | 0% | 6.1 | 7,384 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.16 per share. | 16 Apr 2018 | 109 | 1,405,099 (2%) | 0% | 6.2 | 671 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.16 per share. | 16 Apr 2018 | 109 | 1,202,236 (2%) | 0% | 6.2 | 671 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.14 per share. | 16 Apr 2018 | 1,203 | 1,202,109 (2%) | 0% | 6.1 | 7,384 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.12 per share. | 11 Apr 2018 | 180 | 1,402,761 (2%) | 0% | 6.1 | 1,102 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.12 per share. | 11 Apr 2018 | 778 | 1,403,769 (2%) | 0% | 6.1 | 4,764 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.13 per share. | 11 Apr 2018 | 230 | 1,402,991 (2%) | 0% | 6.1 | 1,410 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.12 per share. | 11 Apr 2018 | 180 | 1,199,898 (2%) | 0% | 6.1 | 1,102 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.12 per share. | 11 Apr 2018 | 778 | 1,200,906 (2%) | 0% | 6.1 | 4,764 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.13 per share. | 11 Apr 2018 | 230 | 1,200,128 (2%) | 0% | 6.1 | 1,410 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.21 per share. | 06 Apr 2018 | 322 | 1,402,580 (2%) | 0% | 6.2 | 1,999 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.21 per share. | 06 Apr 2018 | 322 | 1,199,717 (2%) | 0% | 6.2 | 1,999 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.19 per share. | 02 Apr 2018 | 1,816 | 1,402,258 (2%) | 0% | 6.2 | 11,239 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.12 per share. | 02 Apr 2018 | 2,187 | 1,400,441 (2%) | 0% | 6.1 | 13,394 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.12 per share. | 02 Apr 2018 | 2,187 | 1,197,578 (2%) | 0% | 6.1 | 13,394 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.19 per share. | 02 Apr 2018 | 1,816 | 1,199,395 (2%) | 0% | 6.2 | 11,239 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.14 per share. | 28 Mar 2018 | 3,308 | 1,398,254 (2%) | 0% | 6.1 | 20,315 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.03 per share. | 28 Mar 2018 | 3,930 | 1,394,945 (2%) | 0% | 6.0 | 23,707 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.03 per share. | 28 Mar 2018 | 3,930 | 1,192,082 (2%) | 0% | 6.0 | 23,707 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.14 per share. | 28 Mar 2018 | 3,308 | 1,195,391 (2%) | 0% | 6.1 | 20,315 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.15 per share. | 23 Mar 2018 | 4,099 | 1,385,961 (2%) | 0% | 6.1 | 25,205 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.99 per share. | 23 Mar 2018 | 5,504 | 1,391,015 (2%) | 0% | 6.0 | 32,975 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.21 per share. | 23 Mar 2018 | 1,966 | 1,381,862 (2%) | 0% | 6.2 | 12,204 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.21 per share. | 23 Mar 2018 | 1,966 | 1,178,999 (2%) | 0% | 6.2 | 12,204 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.99 per share. | 23 Mar 2018 | 5,054 | 1,188,152 (2%) | 0% | 6.0 | 30,279 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.15 per share. | 23 Mar 2018 | 4,099 | 1,183,098 (2%) | 0% | 6.1 | 25,205 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.08 per share. | 20 Mar 2018 | 2,569 | 1,376,879 (2%) | 0% | 6.1 | 15,625 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.15 per share. | 20 Mar 2018 | 3,017 | 1,379,896 (2%) | 0% | 6.2 | 18,569 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.13 per share. | 20 Mar 2018 | 3,723 | 1,374,310 (2%) | 0% | 6.1 | 22,832 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.08 per share. | 20 Mar 2018 | 2,569 | 1,174,016 (2%) | 0% | 6.1 | 15,625 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.15 per share. | 20 Mar 2018 | 3,017 | 1,177,033 (2%) | 0% | 6.2 | 18,569 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.13 per share. | 20 Mar 2018 | 3,723 | 1,171,447 (2%) | 0% | 6.1 | 22,832 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.12 per share. | 15 Mar 2018 | 5,906 | 1,364,258 (2%) | 0% | 6.1 | 36,162 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.05 per share. | 15 Mar 2018 | 6,329 | 1,370,587 (2%) | 0% | 6.0 | 38,283 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.08 per share. | 15 Mar 2018 | 5,261 | 1,358,351 (2%) | 0% | 6.1 | 32,005 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.12 per share. | 15 Mar 2018 | 5,906 | 1,161,395 (2%) | 0% | 6.1 | 36,162 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.05 per share. | 15 Mar 2018 | 6,329 | 1,167,724 (2%) | 0% | 6.0 | 38,283 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.08 per share. | 15 Mar 2018 | 5,261 | 1,155,488 (2%) | 0% | 6.1 | 32,005 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.25 per share. | 12 Mar 2018 | 5,359 | 1,347,621 (2%) | 0% | 6.2 | 33,479 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.36 per share. | 12 Mar 2018 | 4,234 | 1,342,261 (2%) | 0% | 6.4 | 26,937 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.24 per share. | 12 Mar 2018 | 5,469 | 1,353,090 (2%) | 0% | 6.2 | 34,100 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.24 per share. | 12 Mar 2018 | 5,469 | 1,150,227 (2%) | 0% | 6.2 | 34,100 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.36 per share. | 12 Mar 2018 | 4,234 | 1,139,398 (2%) | 0% | 6.4 | 26,937 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.25 per share. | 12 Mar 2018 | 5,359 | 1,144,758 (2%) | 0% | 6.2 | 33,479 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.31 per share. | 07 Mar 2018 | 3,281 | 1,333,690 (2%) | 0% | 6.3 | 20,694 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.27 per share. | 07 Mar 2018 | 2,855 | 1,330,408 (2%) | 0% | 6.3 | 17,902 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.38 per share. | 07 Mar 2018 | 4,337 | 1,338,027 (2%) | 0% | 6.4 | 27,659 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.31 per share. | 07 Mar 2018 | 3,281 | 1,130,827 (2%) | 0% | 6.3 | 20,694 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.38 per share. | 07 Mar 2018 | 4,337 | 1,135,164 (2%) | 0% | 6.4 | 27,659 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.27 per share. | 07 Mar 2018 | 2,855 | 1,127,545 (2%) | 0% | 6.3 | 17,902 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.20 per share. | 02 Mar 2018 | 4,038 | 1,323,976 (2%) | 0% | 6.2 | 25,029 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.26 per share. | 02 Mar 2018 | 3,577 | 1,327,553 (2%) | 0% | 6.3 | 22,379 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.07 per share. | 02 Mar 2018 | 4,402 | 1,319,937 (2%) | 0% | 6.1 | 26,709 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.07 per share. | 02 Mar 2018 | 4,402 | 1,117,074 (2%) | 0% | 6.1 | 26,709 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.26 per share. | 02 Mar 2018 | 3,577 | 1,124,690 (2%) | 0% | 6.3 | 22,379 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.20 per share. | 02 Mar 2018 | 4,038 | 1,121,113 (2%) | 0% | 6.2 | 25,029 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.06 per share. | 27 Feb 2018 | 5,850 | 1,311,996 (2%) | 0% | 6.1 | 35,429 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.08 per share. | 27 Feb 2018 | 3,899 | 1,315,895 (2%) | 0% | 6.1 | 23,691 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.03 per share. | 27 Feb 2018 | 6,604 | 1,306,146 (2%) | 0% | 6.0 | 39,811 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.06 per share. | 27 Feb 2018 | 5,850 | 1,109,133 (2%) | 0% | 6.1 | 35,429 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.08 per share. | 27 Feb 2018 | 3,899 | 1,113,032 (2%) | 0% | 6.1 | 23,691 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.03 per share. | 27 Feb 2018 | 6,604 | 1,103,283 (2%) | 0% | 6.0 | 39,811 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.71 per share. | 22 Feb 2018 | 1,619 | 1,292,887 (2%) | 0% | 5.7 | 9,251 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.88 per share. | 22 Feb 2018 | 3,688 | 1,299,542 (2%) | 0% | 5.9 | 21,685 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.76 per share. | 22 Feb 2018 | 2,967 | 1,295,854 (2%) | 0% | 5.8 | 17,087 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.71 per share. | 22 Feb 2018 | 1,619 | 1,090,024 (2%) | 0% | 5.7 | 9,251 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.88 per share. | 22 Feb 2018 | 3,688 | 1,096,679 (2%) | 0% | 5.9 | 21,685 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.76 per share. | 22 Feb 2018 | 2,967 | 1,092,991 (2%) | 0% | 5.8 | 17,087 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.70 per share. | 16 Feb 2018 | 3,319 | 1,291,268 (2%) | 0% | 5.7 | 18,917 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.64 per share. | 16 Feb 2018 | 5,486 | 1,287,948 (2%) | 0% | 5.6 | 30,963 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.68 per share. | 16 Feb 2018 | 3,687 | 1,282,462 (2%) | 0% | 5.7 | 20,939 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.68 per share. | 16 Feb 2018 | 3,687 | 1,079,599 (2%) | 0% | 5.7 | 20,939 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.70 per share. | 16 Feb 2018 | 3,319 | 1,088,405 (2%) | 0% | 5.7 | 18,917 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.64 per share. | 16 Feb 2018 | 5,486 | 1,085,085 (2%) | 0% | 5.6 | 30,963 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.65 per share. | 13 Feb 2018 | 2,744 | 1,275,401 (2%) | 0% | 5.6 | 15,496 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.70 per share. | 13 Feb 2018 | 3,373 | 1,278,774 (2%) | 0% | 5.7 | 19,224 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.60 per share. | 13 Feb 2018 | 3,739 | 1,272,657 (2%) | 0% | 5.6 | 20,928 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.60 per share. | 13 Feb 2018 | 3,739 | 1,069,794 (2%) | 0% | 5.6 | 20,928 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.70 per share. | 13 Feb 2018 | 3,373 | 1,075,911 (2%) | 0% | 5.7 | 19,224 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.65 per share. | 13 Feb 2018 | 2,744 | 1,072,538 (2%) | 0% | 5.6 | 15,496 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.50 per share. | 08 Feb 2018 | 4,301 | 1,261,558 (2%) | 0% | 5.5 | 23,662 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.51 per share. | 08 Feb 2018 | 7,359 | 1,268,918 (2%) | 0% | 5.5 | 40,539 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.54 per share. | 08 Feb 2018 | 4,889 | 1,257,257 (2%) | 0% | 5.5 | 27,063 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.51 per share. | 08 Feb 2018 | 7,359 | 1,066,055 (2%) | 0% | 5.5 | 40,539 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.54 per share. | 08 Feb 2018 | 4,889 | 1,054,394 (2%) | 0% | 5.5 | 27,063 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.50 per share. | 08 Feb 2018 | 4,301 | 1,058,695 (2%) | 0% | 5.5 | 23,662 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.84 per share. | 20 Dec 2017 | 6,736 | 1,252,350 (2%) | 0% | 5.8 | 39,335 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.83 per share. | 20 Dec 2017 | 8,086 | 1,245,614 (2%) | 0% | 5.8 | 47,152 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.83 per share. | 20 Dec 2017 | 8,086 | 1,042,751 (2%) | 0% | 5.8 | 47,152 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.84 per share. | 20 Dec 2017 | 6,736 | 1,049,487 (2%) | 0% | 5.8 | 39,335 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.84 per share. | 15 Dec 2017 | 8,498 | 1,205,766 (2%) | 0% | 5.8 | 49,664 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.81 per share. | 15 Dec 2017 | 31,161 | 1,236,927 (2%) | 0% | 5.8 | 181,083 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.75 per share. | 15 Dec 2017 | 600 | 1,237,528 (2%) | 0% | 5.8 | 3,452 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.81 per share. | 15 Dec 2017 | 31,161 | 1,034,064 (2%) | 0% | 5.8 | 181,083 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.75 per share. | 15 Dec 2017 | 600 | 1,034,665 (2%) | 0% | 5.8 | 3,452 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.84 per share. | 15 Dec 2017 | 8,498 | 1,002,903 (1%) | 0% | 5.8 | 49,664 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.08 per share. | 11 Dec 2017 | 22,737 | 1,192,823 (2%) | 0% | 6.1 | 138,148 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.94 per share. | 11 Dec 2017 | 4,445 | 1,197,268 (2%) | 0% | 5.9 | 26,422 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.10 per share. | 11 Dec 2017 | 450 | 1,170,086 (2%) | 0% | 6.1 | 2,745 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.08 per share. | 11 Dec 2017 | 22,737 | 989,960 (1%) | 0% | 6.1 | 138,148 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.94 per share. | 11 Dec 2017 | 4,445 | 994,405 (1%) | 0% | 5.9 | 26,422 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.10 per share. | 11 Dec 2017 | 450 | 967,223 (1%) | 0% | 6.1 | 2,745 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.10 per share. | 21 Nov 2017 | 20 | 1,169,636 (2%) | 0% | 6.1 | 122 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.09 per share. | 21 Nov 2017 | 1,050 | 1,169,616 (2%) | 0% | 6.1 | 6,393 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.10 per share. | 21 Nov 2017 | 20 | 966,773 (1%) | 0% | 6.1 | 122 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.09 per share. | 21 Nov 2017 | 1,050 | 966,753 (1%) | 0% | 6.1 | 6,393 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.06 per share. | 16 Nov 2017 | 2,242 | 1,166,697 (2%) | 0% | 6.1 | 13,584 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.08 per share. | 16 Nov 2017 | 1,869 | 1,168,566 (2%) | 0% | 6.1 | 11,370 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.07 per share. | 16 Nov 2017 | 2,956 | 1,164,455 (2%) | 0% | 6.1 | 17,938 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.06 per share. | 16 Nov 2017 | 2,242 | 963,834 (1%) | 0% | 6.1 | 13,584 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.08 per share. | 16 Nov 2017 | 1,869 | 965,703 (1%) | 0% | 6.1 | 11,370 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.07 per share. | 16 Nov 2017 | 2,956 | 961,592 (1%) | 0% | 6.1 | 17,938 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.04 per share. | 13 Nov 2017 | 4,128 | 1,153,014 (2%) | 0% | 6.0 | 24,917 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.03 per share. | 13 Nov 2017 | 8,484 | 1,161,499 (2%) | 0% | 6.0 | 51,121 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.02 per share. | 13 Nov 2017 | 12,915 | 1,148,886 (2%) | 0% | 6.0 | 77,771 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.04 per share. | 13 Nov 2017 | 4,128 | 950,151 (1%) | 0% | 6.0 | 24,917 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.03 per share. | 13 Nov 2017 | 8,484 | 958,636 (1%) | 0% | 6.0 | 51,121 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.02 per share. | 13 Nov 2017 | 12,915 | 946,023 (1%) | 0% | 6.0 | 77,771 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.85 per share. | 06 Nov 2017 | 26,431 | 1,109,085 (2%) | 0% | 5.8 | 154,561 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.99 per share. | 06 Nov 2017 | 21,050 | 1,130,135 (2%) | 0% | 6.0 | 126,047 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.99 per share. | 06 Nov 2017 | 5,835 | 1,135,970 (2%) | 0% | 6.0 | 34,927 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.85 per share. | 06 Nov 2017 | 26,431 | 906,222 (1%) | 0% | 5.8 | 154,561 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.99 per share. | 06 Nov 2017 | 5,835 | 933,107 (1%) | 0% | 6.0 | 34,927 | Common stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 5.99 per share. | 06 Nov 2017 | 21,050 | 927,272 (1%) | 0% | 6.0 | 126,047 | Common stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.70 per share. | 31 Aug 2017 | 800 | 1,081,894 (2%) | 0% | 6.7 | 5,357 | Common Stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.68 per share. | 31 Aug 2017 | 732 | 1,082,626 (2%) | 0% | 6.7 | 4,891 | Common Stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.68 per share. | 31 Aug 2017 | 732 | 879,763 (1%) | 0% | 6.7 | 4,891 | Common Stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.70 per share. | 31 Aug 2017 | 800 | 879,031 (1%) | 0% | 6.7 | 5,357 | Common Stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.70 per share. | 28 Aug 2017 | 960 | 1,076,018 (2%) | 0% | 6.7 | 6,433 | Common Stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.67 per share. | 28 Aug 2017 | 5,076 | 1,081,094 (2%) | 0% | 6.7 | 33,873 | Common Stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.69 per share. | 28 Aug 2017 | 3,645 | 1,075,057 (2%) | 0% | 6.7 | 24,391 | Common Stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.69 per share. | 28 Aug 2017 | 3,645 | 872,194 (1%) | 0% | 6.7 | 24,391 | Common Stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.67 per share. | 28 Aug 2017 | 5,076 | 878,231 (1%) | 0% | 6.7 | 33,873 | Common Stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.70 per share. | 28 Aug 2017 | 960 | 873,155 (1%) | 0% | 6.7 | 6,433 | Common Stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.69 per share. | 23 Aug 2017 | 3,438 | 1,068,321 (2%) | 0% | 6.7 | 23,005 | Common Stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.69 per share. | 23 Aug 2017 | 3,091 | 1,071,412 (2%) | 0% | 6.7 | 20,668 | Common Stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.69 per share. | 23 Aug 2017 | 1,120 | 1,064,883 (2%) | 0% | 6.7 | 7,493 | Common Stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.69 per share. | 23 Aug 2017 | 1,120 | 862,020 (1%) | 0% | 6.7 | 7,493 | Common Stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.69 per share. | 23 Aug 2017 | 3,091 | 868,549 (1%) | 0% | 6.7 | 20,668 | Common Stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.69 per share. | 23 Aug 2017 | 3,438 | 865,458 (1%) | 0% | 6.7 | 23,005 | Common Stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.65 per share. | 18 Aug 2017 | 5,150 | 1,059,340 (2%) | 0% | 6.6 | 34,237 | Common Stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.68 per share. | 18 Aug 2017 | 4,422 | 1,063,763 (2%) | 0% | 6.7 | 29,548 | Common Stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.66 per share. | 18 Aug 2017 | 448 | 1,054,190 (2%) | 0% | 6.7 | 2,983 | Common Stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.66 per share. | 18 Aug 2017 | 448 | 851,327 (1%) | 0% | 6.7 | 2,983 | Common Stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.68 per share. | 18 Aug 2017 | 4,422 | 860,900 (1%) | 0% | 6.7 | 29,548 | Common Stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.65 per share. | 18 Aug 2017 | 5,150 | 856,477 (1%) | 0% | 6.6 | 34,237 | Common Stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.58 per share. | 10 Aug 2017 | 9,489 | 1,051,120 (2%) | 0% | 6.6 | 62,451 | Common Stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.63 per share. | 10 Aug 2017 | 2,621 | 1,053,742 (2%) | 0% | 6.6 | 17,366 | Common Stock, $0.01 par value |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.64 per share. | 10 Aug 2017 | 5,042 | 1,041,631 (2%) | 0% | 6.6 | 33,498 | Common Stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.64 per share. | 10 Aug 2017 | 5,042 | 838,768 (1%) | 0% | 6.6 | 33,498 | Common Stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.63 per share. | 10 Aug 2017 | 2,621 | 850,879 (1%) | 0% | 6.6 | 17,366 | Common Stock, $0.01 par value |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 6.58 per share. | 10 Aug 2017 | 9,489 | 848,257 (1%) | 0% | 6.6 | 62,451 | Common Stock, $0.01 par value |
| George Stelljes | None | Purchase of securities on an exchange or from another person at price $ 7.17 per share. | 14 Mar 2017 | 5,000 | 22,000 (0%) | 0% | 7.2 | 35,850 | Common Stock |
| George Stelljes | None | Purchase of securities on an exchange or from another person at price $ 7.19 per share. | 14 Mar 2017 | 5,000 | 17,000 (0%) | 0% | 7.2 | 35,950 | Common Stock |
| Steven P. Novak | None | Purchase of securities on an exchange or from another person at price $ 7.22 per share. | 07 Mar 2017 | 5,000 | 30,539 (0%) | 0% | 7.2 | 36,100 | Common Stock, $0.01 par value |
| George Stelljes | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Dec 2016 | 5,000 | 12,000 | - | - | Common Stock | |
| George Stelljes | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Dec 2016 | 5,000 | 7,000 | - | - | Common Stock | |
| Richard W. Neu | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Dec 2016 | 12,113 | 12,113 | - | - | Common Stock | |
| Richard W. Neu | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Dec 2016 | 27,887 | 50,000 | - | - | Common Stock | |
| Richard W. Neu | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Dec 2016 | 10,000 | 22,113 | - | - | Common Stock | |
| Steven P. Novak | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Aug 2016 | 5,000 | 25,539 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Jun 2016 | 20,100 | 464,314 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Jun 2016 | 14,300 | 478,614 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Jun 2016 | 28,600 | 833,650 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Jun 2016 | 40,200 | 805,050 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Jun 2016 | 28,600 | 1,036,513 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Jun 2016 | 40,200 | 1,007,913 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Jun 2016 | 17,068 | 444,214 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Jun 2016 | 20,180 | 427,146 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Jun 2016 | 20,180 | 406,966 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Jun 2016 | 34,136 | 764,850 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Jun 2016 | 40,360 | 690,354 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Jun 2016 | 40,360 | 730,714 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Jun 2016 | 34,136 | 967,713 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Jun 2016 | 40,360 | 933,577 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Jun 2016 | 40,360 | 893,217 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Jun 2016 | 7,200 | 386,786 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Jun 2016 | 14,400 | 649,994 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Jun 2016 | 14,400 | 852,857 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jun 2016 | 13,660 | 305,926 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jun 2016 | 60,000 | 379,586 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jun 2016 | 13,660 | 319,586 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jun 2016 | 27,320 | 488,274 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jun 2016 | 27,320 | 515,594 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jun 2016 | 120,000 | 635,594 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jun 2016 | 27,320 | 691,137 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jun 2016 | 120,000 | 838,457 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jun 2016 | 27,320 | 718,457 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 May 2016 | 13,660 | 292,266 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 May 2016 | 11,940 | 278,606 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 May 2016 | 11,940 | 266,666 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 May 2016 | 23,880 | 409,754 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 May 2016 | 27,320 | 460,954 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 May 2016 | 23,880 | 433,634 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 May 2016 | 27,320 | 663,817 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 May 2016 | 23,800 | 636,497 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 May 2016 | 23,880 | 612,617 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 11,940 | 242,786 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 11,940 | 254,726 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 11,940 | 230,846 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 23,880 | 385,874 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 23,880 | 361,994 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 23,880 | 338,114 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 23,880 | 564,857 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 23,880 | 588,737 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 23,880 | 540,977 | - | - | Common stock, $0.01 par value | |
| Steven P. Novak | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 May 2016 | 2,000 | 19,474 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 May 2016 | 10,080 | 198,746 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 May 2016 | 10,080 | 218,906 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 May 2016 | 10,080 | 208,826 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 May 2016 | 20,160 | 273,914 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 May 2016 | 20,160 | 294,074 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 May 2016 | 20,160 | 314,234 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 May 2016 | 20,160 | 476,777 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 May 2016 | 20,160 | 517,097 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 May 2016 | 20,160 | 496,937 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2016 | 10,080 | 188,666 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2016 | 10,080 | 178,586 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2016 | 6,785 | 168,506 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2016 | 13,570 | 213,434 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2016 | 20,160 | 253,754 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2016 | 20,160 | 233,594 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2016 | 20,160 | 456,617 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2016 | 20,160 | 436,457 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2016 | 13,570 | 416,297 | - | - | Common stock, $0.01 par value | |
| Steven P. Novak | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 May 2016 | 1,000 | 16,474 | - | - | Common stock, $0.01 par value | |
| Steven P. Novak | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 May 2016 | 500 | 16,974 | - | - | Common stock, $0.01 par value | |
| Steven P. Novak | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 May 2016 | 500 | 17,474 | - | - | Common stock, $0.01 par value | |
| Steven P. Novak | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 May 2016 | 1,000 | 15,474 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 May 2016 | 8,340 | 145,041 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 May 2016 | 8,340 | 161,721 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 May 2016 | 8,340 | 153,381 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 May 2016 | 16,680 | 166,504 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 May 2016 | 16,680 | 183,184 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 May 2016 | 16,680 | 199,864 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 May 2016 | 16,680 | 369,367 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 May 2016 | 16,680 | 402,727 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 May 2016 | 16,680 | 386,047 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 May 2016 | 8,340 | 136,701 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 May 2016 | 6,400 | 128,361 | - | - | Common stock, $0.01 par value | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 May 2016 | 6,400 | 121,961 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 May 2016 | 12,800 | 120,344 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 May 2016 | 16,680 | 149,824 | - | - | Common stock, $0.01 par value | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 May 2016 | 12,800 | 133,144 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 May 2016 | 16,680 | 352,687 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 May 2016 | 12,800 | 336,007 | - | - | Common stock, $0.01 par value | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 May 2016 | 12,800 | 323,207 | - | - | Common stock, $0.01 par value | |
| G. Peter O'Brien | None | Gift of securities by or to the insider at price $ 0.00 per share. | 08 Dec 2014 | 1,300 | 66,510 | - | - | Common Stock | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Dec 2011 | 1,983 | 376,915 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Dec 2011 | 10,000 | 54,985 | - | - | Common Stock | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Dec 2011 | 25,000 | 374,932 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Dec 2011 | 20,000 | 107,355 | - | - | Common Stock | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Nov 2011 | 10,000 | 348,532 | - | - | Common Stock | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Nov 2011 | 1,200 | 349,732 | - | - | Common Stock | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Nov 2011 | 200 | 349,932 | - | - | Common Stock | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Aug 2011 | 100 | 338,532 | - | - | Common Stock | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Aug 2011 | 24,078 | 338,432 | - | - | Common Stock | |
| Charles M. Royce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Aug 2011 | 53,000 | 314,354 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Aug 2010 | 300 | 304,327 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Aug 2010 | 5,866 | 310,193 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Aug 2010 | 3,834 | 304,027 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 May 2010 | 4,189 | 292,961 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 May 2010 | 3,945 | 296,906 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 May 2010 | 3,282 | 300,188 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2010 | 5,000 | 41,605 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 May 2010 | 2,000 | 33,605 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 May 2010 | 3,000 | 36,605 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Mar 2010 | 1,000 | 25,944 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Mar 2010 | 1,500 | 27,444 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Mar 2010 | 1,104 | 28,548 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Mar 2010 | 1,000 | 29,548 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Mar 2010 | 1,000 | 30,548 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Mar 2010 | 500 | 31,048 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Nov 2008 | 100 | 258,737 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Nov 2008 | 20,000 | 278,737 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Nov 2008 | 10,000 | 288,737 | - | - | Common Stock | |
| Steven P. Novak | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 12 Nov 2008 | 200 | 15,678 | - | - | Common Stock | |
| Steven P. Novak | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 12 Nov 2008 | 5,678 | 10,000 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO, Treas. and Sec. | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Nov 2008 | 500 | 12,478 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO, Treas. and Sec. | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Nov 2008 | 3,600 | 16,078 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO, Treas. and Sec. | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Nov 2008 | 5,900 | 21,978 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Nov 2008 | 8,500 | 258,637 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Nov 2008 | 5,700 | 67,991 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Nov 2008 | 2,692 | 70,683 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Nov 2008 | 100 | 70,783 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Nov 2008 | 10,468 | 81,251 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Nov 2008 | 6,040 | 87,291 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Sep 2008 | 200 | 240,125 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Sep 2008 | 10,000 | 250,125 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Sep 2008 | 13,750 | 51,029 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Sep 2008 | 200 | 51,229 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Sep 2008 | 100 | 51,329 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Sep 2008 | 6,600 | 57,929 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Sep 2008 | 2,200 | 60,129 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Sep 2008 | 1,800 | 61,929 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Sep 2008 | 350 | 62,279 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, COO, Treas. and Sec. | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jun 2008 | 1,900 | 5,294 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, COO, Treas. and Sec. | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jun 2008 | 2,000 | 7,294 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, COO, Treas. and Sec. | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jun 2008 | 4,100 | 11,394 | - | - | Common Stock | |
| Steven P. Novak | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 2,200 | 5,824 | - | - | Common Stock | |
| Steven P. Novak | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 1,500 | 7,324 | - | - | Common Stock | |
| Steven P. Novak | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 2,800 | 10,124 | - | - | Common Stock | |
| Steven P. Novak | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 841 | 10,965 | - | - | Common Stock | |
| Steven P. Novak | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 200 | 11,165 | - | - | Common Stock | |
| Steven P. Novak | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 1,800 | 12,965 | - | - | Common Stock | |
| Steven P. Novak | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 2,159 | 15,124 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 9,219 | 21,498 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 6,179 | 27,677 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 3,909 | 31,586 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 2,100 | 33,686 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 1,500 | 35,186 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 1,393 | 36,579 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 500 | 37,079 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 100 | 37,179 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 100 | 37,279 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 5,000 | 208,694 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 300 | 208,994 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 11,130 | 220,124 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 5,000 | 225,124 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 10,000 | 235,124 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 500 | 235,624 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jun 2008 | 4,301 | 239,925 | - | - | Common Stock | |
| Steven P. Novak | None | 13 Jun 2008 | 947 | 3,624 | - | - | Common Stock | ||
| Steven P. Novak | None | 13 Jun 2008 | 2,675 | 0 | - | - | Subscription Rights | ||
| Charles M. Royce | None | 13 Jun 2008 | 130,110 | 0 | - | - | Subscription Rights | ||
| Charles M. Royce | None | 13 Jun 2008 | 46,099 | 176,213 | - | - | Common Stock | ||
| G. Peter O'Brien | None | 13 Jun 2008 | 33,595 | 0 | - | - | Subscription Rights | ||
| G. Peter O'Brien | None | 13 Jun 2008 | 11,719 | 45,317 | - | - | Common Stock | ||
| Patrick F. Conroy | CFO, COO, Treas. and Sec. | 13 Jun 2008 | 2,505 | 0 | - | - | Subscription Rights | ||
| Patrick F. Conroy | CFO, COO, Treas. and Sec. | 13 Jun 2008 | 886 | 3,394 | - | - | Common Stock | ||
| Saul B. Rosenthal | President and COO | 13 Jun 2008 | 9,530 | 0 | - | - | Subscription Rights | ||
| Saul B. Rosenthal | President and COO | 13 Jun 2008 | 2,604 | 12,279 | - | - | Common Stock | ||
| Tonia L. Pankopf | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 13 Jun 2008 | 2,571 | 2,565 | - | - | Subscription Rights | |
| Tonia L. Pankopf | None | 13 Jun 2008 | 2,565 | 0 | - | - | Subscription Rights | ||
| Tonia L. Pankopf | None | 13 Jun 2008 | 513 | 5,649 | - | - | Common Stock | ||
| Jonathan H. Cohen | Director, Chief Executive Officer | 13 Jun 2008 | 53,253 | 203,694 | - | - | Common Stock | ||
| Jonathan H. Cohen | Director, Chief Executive Officer | 13 Jun 2008 | 150,300 | 0 | - | - | Subscription Agreement | ||
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Nov 2007 | 1,000 | 5,662 | - | - | Common Stock | |
| Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Nov 2007 | 4,000 | 9,662 | - | - | Common Stock | |
| G. Peter O'Brien | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Nov 2007 | 2,000 | 27,860 | - | - | Common Stock | |
| G. Peter O'Brien | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Nov 2007 | 1,000 | 28,860 | - | - | Common Stock | |
| G. Peter O'Brien | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Nov 2007 | 2,000 | 30,860 | - | - | Common Stock | |
| G. Peter O'Brien | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2007 | 300 | 19,482 | - | - | Common Stock | |
| G. Peter O'Brien | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2007 | 2,083 | 21,565 | - | - | Common Stock | |
| G. Peter O'Brien | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2007 | 2,417 | 23,982 | - | - | Common Stock | |
| G. Peter O'Brien | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2007 | 800 | 24,782 | - | - | Common Stock | |
| G. Peter O'Brien | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2007 | 200 | 24,982 | - | - | Common Stock | |
| G. Peter O'Brien | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2007 | 100 | 25,082 | - | - | Common Stock | |
| G. Peter O'Brien | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2007 | 100 | 25,182 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, COO, Treas. and Sec. | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Aug 2007 | 800 | 2,244 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2006 | 10,000 | 150,300 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, COO, Treas. and Sec. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2006 | 1,000 | 1,287 | - | - | Common Stock | |
| Tonia L. Pankopf | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Jun 2005 | 1,100 | 7,729 | - | - | Common Stock | |
| Tonia L. Pankopf | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Jun 2005 | 1,149 | 6,580 | - | - | Common Stock | |
| Tonia L. Pankopf | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Jun 2005 | 2,165 | 4,415 | - | - | Common Stock | |
| Charles M. Royce | None | 25 Jan 2005 | 71,088 | 0 | - | - | Subscription Rights (right to buy) | ||
| Charles M. Royce | None | 25 Jan 2005 | 23,696 | 95,306 | - | - | Common Stock | ||
| G. Peter O'Brien | None | 25 Jan 2005 | 10,227 | 0 | - | - | Subscription Rights (right to buy) | ||
| G. Peter O'Brien | None | 25 Jan 2005 | 5,409 | 15,710 | - | - | Common Stock | ||
| Patrick F. Conroy | CFO CCO Treasurer & Secretary | 25 Jan 2005 | 67 | 271 | - | - | Common Stock | ||
| Patrick F. Conroy | CFO CCO Treasurer & Secretary | 25 Jan 2005 | 201 | 0 | - | - | Subscription Rights (right to buy) | ||
| Saul B. Rosenthal | President & COO | 25 Jan 2005 | 3,399 | 0 | - | - | Subscription Rights (right to buy) | ||
| Saul B. Rosenthal | President & COO | 25 Jan 2005 | 1,133 | 4,533 | - | - | Common Stock | ||
| Lee D. Stern | Executive Vice President | 25 Jan 2005 | 3,474 | 0 | - | - | Subscription Rights (right to buy) | ||
| Lee D. Stern | Executive Vice President | 25 Jan 2005 | 1,158 | 4,659 | - | - | Common Stock | ||
| Jonathan H. Cohen | Director, CEO | 25 Jan 2005 | 3,600 | 0 | - | - | Subscription Rights (right to buy) | ||
| Jonathan H. Cohen | Director, CEO | 25 Jan 2005 | 1,200 | 140,300 | - | - | Common Stock |